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Employer Benefits IQ
Guide

Self-Funding Employer Guide

Moving to a self-funded health plan is a significant decision that requires careful planning. This guide walks you through every step — from initial feasibility analysis through implementation and ongoing management.

01

Feasibility analysis

Assess whether self-funding makes sense for your organization. Analyze group size, claims history (if available), workforce demographics, and financial capacity. Run a plan cost model comparing self-funded vs. fully insured.

Run the Plan Cost Estimator
Take the Self-Funding Readiness Assessment
Review 3 years of claims data if available
02

TPA selection

Your TPA is the most important vendor decision in a self-funded plan. Issue an RFP to 3–5 TPAs, evaluate their claims accuracy, network access, reporting capabilities, and fee transparency.

Issue TPA RFP
Evaluate network options (proprietary vs. leased)
Review reporting and data access capabilities
03

Stop-loss procurement

Work with a stop-loss broker to design your specific and aggregate coverage. Negotiate attachment points, laser limits, and contract terms. Get quotes from at least 3–5 carriers.

Determine specific deductible range
Negotiate laser limits and no-new-laser provisions
Evaluate run-in vs. run-out contracts
04

Plan document and compliance

Draft your Summary Plan Description (SPD) and plan document. Ensure ERISA compliance, ACA reporting requirements, and state-specific obligations are addressed.

Draft SPD with ERISA counsel
Set up ACA reporting (1094-C/1095-C)
Establish COBRA administration
05

Member communication

Communicate the change to employees clearly and proactively. Address concerns about network access, claims processing, and how the plan differs from their previous coverage.

Develop employee communication plan
Host open enrollment meetings
Create FAQ document for employees
06

Ongoing management

Self-funding is not a set-it-and-forget-it strategy. Review claims data monthly, manage utilization, benchmark performance, and continuously evaluate cost-containment opportunities.

Monthly claims data review
Quarterly TPA performance review
Annual stop-loss renewal strategy