ChecklistCompliance & FiduciaryPDF6 pages
ERISA Plan Document Compliance Checklist
ERISA requires self-funded employers to maintain a written plan document, distribute a Summary Plan Description, issue Summaries of Material Modification, establish claims and appeals procedures, and meet fiduciary governance standards. This checklist walks through every requirement with specific deadlines and common compliance gaps.
Intended for
Self-Funded Plan Sponsors · HR and Benefits Leaders · Benefits Advisors
Reviewed and updated for plan year 2026 ·
ERISAPlan DocumentsFiduciarySPD
ERISA Plan Document Compliance Checklist
PDF · 6 pages
Download ChecklistFree — no email required
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Source & Methodology
Based on ERISA §§102, 104, 503, and DOL final regulations. Updated for CAA 2021 and MHPAEA requirements.
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